Sarbanes-Oxley Whistleblower Provisions and SEC-CNVB Cooperation Results in SEC Enforcement Action Against Mexican Executives

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Tuesday, March 1, 2005
Author: 
Bruce Zagaris
Volume: 
21
Issue: 
3
123
Abstract: 
On January 4, 2005, the Securities and Exchange Commission filed civil fraud charges against TV Azteca S.A. de C.V. (TV Azteca), a Mexican issuer whose U.S. depository receipts trade on the New York Stock Exchange, its parent company, Azteca Holdings, S.A., de C.V. (Azteca Holdings), and three current and former TV Azteca officers and directors, Ricardo Salinas Pliego, Pedro Padilla Longoria, and Luis Echarte Fernandez. ...