NatWest Markets Plc Pleads Guilty to Spoofing on the U.S. Markets

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Wednesday, December 22, 2021

Author:

Bruce Zagaris

Volume:

38

Issue:

1

Abstract:

On December 21, 2021, NatWest Markets Plc (NatWest), a London-U.K.-based banking and financial services firm, pleaded guilty to spoofing in the markets for U.S. Treasury securities and futures contracts.[1]

[1] United States v. NatWest Markets Plc, U.S. Dist. Court, D. Conn., Crim. No. 3:21-cr-187 (OAW), Information; U.S. Department of Justice, NatWest Markets Pleads Guilty to Fraud in U.S. Treasury Markets, Dec. 21, 2021.